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JPMorgan – Job Description
BestTop Career Fair 2024

Wealth Management - KYC Quality Control - Analyst

Job responsibilities:

  • Review, analyze client KYC information and ascertain whether on-boarding or periodic review of the client will post additional AML and reputation risk.

  • Analyze challenging account opening situations and ascertain whether there will be potential issues.

  • Validate source of wealth corroboration according to firm guidelines.

  • Review of client documentations in accordance with regulatory requirements.

  • Coordinate with compliance and control function where it relates to regulatory audits / requests / initiatives.

  • Represent the team and participate in KYC/AML related discussions, committees, and forums. 

  • Conduct periodic training & awareness sessions to new hires and various refreshers to staff.

  • Share information, knowledge and expertise with peers and team members.


Required qualifications, capabilities, and skills:

  • Bachelor’s Degree 

  • At least 2 years of experience in AML/KYC, Customer Due Diligence, risk management, audit or compliance, with focus on KYC/AML.

  • Broad knowledge of rules and regulations for various Asia jurisdictions (particularly in Hong Kong and Singapore), with focus on KYC/AML.

  • Ability to work in a fast paced environment where multitasking is the norm and ability to handle escalations and drive to resolutions.

  • Ability to identify and focus on issues at a holistic level and yet be detailed oriented and independence in thinking when analyzing.

  • Ability to handle escalations and drive to resolutions.

  • Excellent communication skills.


Preferred qualifications, capabilities, and skills

  • Knowledge of Private Banking/Wealth Management business.

  • Proficiency in written and verbal Mandarin as you will be expected to review documents in Chinese to support China clients.

Business Analyst - Associate

Job responsibilities

  • Partner closely with Finance users, Technology and external vendors to deliver strategic regulatory reporting solutions, including process re-engineering for our Finance function 

  • Write JIRA for business requirements and functional specifications. Perform Product Validation/Proof of Concept, System Integration testing in partnership with Finance users, Technology and external vendors, developing testing approach, scope and plan

  • Follow the Agile methodology - Be a product owner, work closely with Technology-scrum master and teams, participate in design/build discussions

  • Act as a subject matter expert in Asia Pacific Local Regulatory Reporting implementations space

  • Learn and deploy business intelligence tools like Alteryx to build expected results and run regression or end to end tests, identify areas of improvement, best practices in processes, brainstorm and propose solutions to address project or test issues and concerns in timely manner

  • Provide Project Management Office support for the projects including creating and delivering project communications to multiple stakeholders, chairing project governance calls, preparing and presenting project materials/decks for project working group and steerco meetings

 

Required qualifications, capabilities and skills

  • Bachelor's Degree in Accountancy, Finance, Information Systems or a related discipline 

  • Minimum of 6 years of experience in the banking industry as a Finance/Product Controller/Business Analyst/Product Owner/Auditor with regulatory reporting solution implementation experience 

  • Strong in data analysis with the ability to gather and validate facts, define gaps, perform impact analyses, draft business requirements, translate and streamline complex business requirements into functional specifications for technology builds

  • Strong qualitative and quantitative analytical and problem-solving skills with strong interest to analyze large volume of data sets and present conclusions concisely

  • Highly motivated self-starter who thrives in a fast-paced, deadline-driven environment, demonstrates excellent time management and planning skills, and possesses the ability to handle multiple assignments at the same time

  • Positive attitude and easy to work with while delivering on high priority and time sensitive initiatives. Highly inquisitive, solution-focused, enthusiastic, diligent, and capable of challenging status-quo

  • Strong verbal and written communication skills with the ability to articulate complex issues clearly

 

Preferred qualifications, capabilities and skills

  • Knowledge and experience of industry leading regulatory reporting vendor application e.g., Adenza (Axiom), WKFS, Reveleus and ledger and system upgrade/implementation

  • Ability to use Confluence/Jira/Tableau/Alteryx/UiPath/Excel macro or any digital accelerator tools to support project deliverables

  • Proficiency in Microsoft Excel

  • Ability to read Chinese and converse in Mandarin to read documents in Chinese and partner with teams and liaise with stakeholders from China

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